The Department of Labor has pulled Biden-era guidance urging 401 (k) plan fiduciaries to use special caution when considering cryptocurrencies on plan menus, in a win for firms that already do so — ...

Wells Fargo 's chief executive says he is "very, very confident" that the Federal Reserve will lift the $1.95 trillion asset cap that was imposed on the bank following its 2016 fake-accounts scandal.

RBC Wealth Management says it has added an advisor team from UBS, where it oversaw $1.6 billion in client assets. Ashton Thomas Private Wealth has picked up a pair of financial advisors from SVB ...

RBC Wealth Management says it has added an advisor team from UBS, where it oversaw $1.6 billion in client assets. Ashton Thomas Private Wealth has picked up a pair of financial advisors from SVB ...

JPMorgan Chase is ramping up its pursuit of affluent clients with the addition of more than a dozen of its "financial centers" modeled on First Republic branches.

The Financial Services Institute has launched a website aimed at connecting new financial advisors and support staff with wealth management firms.

Concurrent Investment Advisors has hired a former Raymond James executive to steer financial advisor development and the firm's practice management offerings. Cetera Financial Group announced that it ...

Concurrent Investment Advisors has hired a former Raymond James executive to steer financial advisor development and the firm's practice management offerings. Cetera Financial Group announced that it ...

Concurrent Investment Advisors has hired a former Raymond James executive to steer financial advisor development and the firm's practice management offerings. Cetera Financial Group announced that it ...

Several industry associations are urging the head of the Department of Labor to continue fighting for its so-called fiduciary rule in the courts in the latest development of the 15-year-old saga.

A version of this story originally ran on Financial Advisor IQ sister publication FundFire.

The Financial Industry Regulatory Authority has suspended and fined a former Osaic Wealth broker accused of improperly handling a bequest from a customer's estate.