Another plan being discussed by the GOP would raise the top tax rate on incomes greater than $626,350 from the current 37% back to 39.6%, the rate that had been signed into law by Obama, Bloomberg ...

Morgan Stanley has shuffled its wealth management field leadership in New Jersey, appointing Sarah Pittman to the role of market executive for the Central New Jersey market, according to an internal ...

Raymond James ' newly minted chief executive officer, Paul Shoukry, is touting advisors' affiliation freedom as his firm tries to widen its lane alongside private equity–backed registered investment ...

Swiss-based UBS is at a major disadvantage against its American rivals because of European banking regulations, particularly when combined with the firm's integration of former rival Credit Suisse, ...

Massachusetts' Democrat Elizabeth Warren voted against Atkins' progression as SEC chair, flagging concerns over potential conflicts of interest. Atkins told hearings that he is fully compliant with ...

Cetera's more than 12,000 financial professionals — who oversee a total of more than $545 billion in assets under administration and $235 billion in assets under management — are the latest to join ...

Bank of America has promoted two executives to oversee overhauled business lines, including a newly formed unit tasked with overseeing offerings for consumers through Merrill Edge, according to ...

According to the suit, the firm's human resources department "repeatedly dismissed" Dyce's discrimination claims, and the firm eventually placed him on "a pretextual performance improvement plan," ...

Starting May 5, advisors and employees are expected to be in the office at least four days a week, according to a memo sent by Jed Finn, head of wealth management, to all of the unit's employees, ...

Parametric has been part of SEI's platform for over 20 years, initially as a sub-advisor with a sleeve-only offering, Holland said. Since SEI's UMA platform launched in 2007, Parametric has functioned ...

Private equity shop Clayton, Dubilier & Rice says it's hired former Charles Schwab chief executive Walt Bettinger as a senior advisor in its financial and technology services unit that services funds ...

The Securities and Exchange Commission continues the overhaul of its operations, with plans to reorganize who its enforcement and examinations staff will report to and reassigning nine regional ...